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years on the inmates of New Labour have placed on the statute book
provisions which remove trial by jury in three separate categories
of serious cases - cases of serious or complex fraud, cases of jury
tampering, and cases with sample counts. In all these provisions
the trial may be conducted by judge alone. Other provisions may
follow: serious or complex cases not involving fraud, serious murder
or complex drug trafficking trials; terrorist trials involving the
security forces.
Is this the beginning of the end for trial
by jury? Over the years there have been many debates about offences
at the bottom end of the scale and where the line should be drawn
for jury trial, but never before about offences at the top end.
Should these measures be opposed and if so why?
Most observers would identify three essential
and closely related characteristics of trial by jury (or strictly
speaking, trial by judge and jury), characteristics which are so
important and vital that they have survived the test of time. First,
trial by jury is trial by the people. The State sets the framework:
it declares the criminal law, it brings the charge, appoints the
judge and summons jurors to attend. But the outcome belongs to the
people.
And in the 21st century that means a wide
cross-section of the people. 50 years ago about 1.5 million of the
population were eligible to serve and about 80,000 were called to
serve. Now each year 480,000 people are summoned by the Jury Central
Summoning Bureau.
Secondly, trial by jury is a two-way process
which befits a true democracy. The defendant places himself at the
mercy of the people. And the people, just as they exercise their
democratic right to vote, discharge their duty as jurors to their
fellow citizens. De Tocqueville described it as “a peerless
teacher of citizenship”. Lord Bingham as Chief Justice praised
it as “a greatly-prized feature of our constitution”.
Lord Falconer wrote in January 2005:“Jurors provide an invaluable
public service. There are few public duties that carry so much responsibility.”
Thirdly, the process of trial by jury has
been shown to be a flexible one. It has adapted to change. Changes
in the composition of juries, changes in procedure, in evidence,
in the offences they have to try.
It is for these reasons that public confidence
in trial by jury remains high. It probably always has been. In 1713
Sir Matthew Hale said that “Trial by a jury of 12 men …
seems to be the best trial in the world.” Blackstone said
the same in his Commentaries. So did Devlin in his Hamlyn Lectures
in the 1950s. Only shortly before, the distinguished Royal Commission
on Capital Punishment had given trial by jury a resounding vote
of confidence. Nearly all their recommendations were founded upon
complete trust in juries: “We have been struck by the almost
unanimous tributes paid by the judges and other experienced witnesses
to the reliability and common sense of British juries, and …
the qualities they have always displayed in dealing with the issue
of guilt and innocence.”
In 2002 a Criminal Bar Association survey
found that 84% of people trusted juries to come to the right decision.
More than 80% thought that jury trial would be fairer than trial
by judge alone. In 2004 the Department of Constitutional Affairs
openly reaffirmed that public confidence in the jury system was
high. It may be only a small part of our criminal justice system
– only about 1% of criminal cases in England and Wales go
before juries – but it is seen by the public to be a vital
part.
Why then has this Government led the way to
trial by judge alone? Why, if confidence is high, should the Government
turn its back on a tried and tested system? The first thing to be
noted about the changes is that they are piecemeal. There is not
a consistent thread of principle behind them. It is not as though
the Government has said it is time for a general change: “Let
us try non-jury trial for a specific range of serious offences.
No system of criminal justice is perfect. Let’s try something
new.” But the Government has not said that, probably because
they would expect to lose the argument in principle.
The most controversial provision is Section
43 of the Criminal Justice Act 2003, which provides for trial by
judge alone in serious or complex fraud cases. This is the flagship
provision. Section 43 permits the prosecution, not the defence,
to apply for the trial to be conducted ‘without a jury’.
The pre-condition is that the length or complexity of the trial
will be ‘so burdensome’ to jurors that the interests
of justice require trial by judge alone.
Section 43 became stuck in the ‘ping-pong’
phase of the Bill last year – the desperate last minute attempt
of a Government with a large majority in the Commons to get the
Lords to agree but failing. Having been rejected by the House of
Lords, Section 43 was only allowed on to the statute book on condition
that the Government obtained an affirmative resolution of both Houses
before it was brought into force. Meanwhile the Attorney General
undertook to consult widely.
The Attorney General consulted ‘widely’
on 24 January 2005 between 10am and 12.30pm in a room in central
London. Five speakers, very senior judges and prosecutors (but not
the Director of Public Prosecutions), were chosen to speak against
trial by jury. Nearly everybody else, including the Bar Council,
the Criminal Bar Association, the Law Society, the Council of Circuit
Judges (whose members will be asked to try these cases), the Conservatives,
the Liberal-Democrats and Justice, all of whom opposed the abolition
of jury trial, had to press their cause as also-rans.
The predominant view of those present during
the consultation meeting was that if trial by jury were removed
the best alternative would be trial by judge alone. Section 43 provides
no other mode of trial and this was the Government’s favoured
option. However, in November 2005 the Government was reported to
be reconsidering their position because they feared losing another
vote (The Times, 16 November 2005). It was said that ministers were
looking at the option of a judge sitting with a ‘mini-jury’
of lay assessors.
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These options should
be opposed. If trial by jury is to remain as the standard bearer
for serious cases it should remain for all serious cases, and not
just a few which a judge has power to decide. Confidence in trial
by jury remains high. The vast majority of judges who try serious
fraud are against change.
Nor is trial by jury failing to produce an acceptable level of convictions
in serious fraud cases. Recently the conviction rate has been as
high as 86%, much higher than the average rate of conviction in
the Crown Court. In Montreal, for example, where prosecution and
defence can elect judge alone trial, defendants prefer to avoid
jury trial because the conviction rate is higher.
Section 43 is therefore controversial because
it removes trial by jury for serious cases for the first time in
the history of criminal justice in England and Wales. But it is
also controversial because of the ‘too burdensome’ test.
In practice it is likely that this vague test will be applied unevenly
and with apparent injustice. Take borderline cases. Why should one
man be allowed trial by jury and another in similar circumstances
be denied it? Is a two month trial with banking documents too burdensome?
Is a three month trial without banking documents too burdensome?
Many trials are a real burden, because of the subject matter involved,
as in the Soham child-murders case, but that is no reason for relieving
jurors of their duty. Or will burdensome murder cases be next?
The real problem here is long trials.
The answer is not to scrap jury trial but to de-burden long cases.
If the trial is ‘too burdensome’ for jurors it is probably
too burdensome for everybody else. The jurors who spoke out after
the collapse of the Jubilee Line case said that they were quite
able to understand the issues in the case. Their problem was the
length of the trial. Unduly long cases never make good justice.
The Criminal Bar Association’s 10 point
plan to shorten long trials suggests a number of ways to tackle
this problem. It involves serious choices for prosecutors, tough
decisions from judges and more enforced co-operation from the defence.
It proposes cases with fewer defendants in the dock, dividing the
case up into sections and removing unnecessary sections, simpler
presentation, and greater use of admissions. When the issue in most
fraud cases is not whether there was in fact a fraud but whether
the defendant was a party to it, much can be done to shorten the
trial. More simple, more clear, less long - these are the bywords
for better justice. The Lord Chief Justice issued a Protocol in
March 2005 to deal with some of these problems. It may not go far
enough, but at least let it have a chance to work before scrapping
trial by jury.
Trial by judge alone is wrong in principle
and unnecessary. The other option of trial by judge with lay assessors,
a ‘mini-jury’, is equally wrong in principle and unnecessary.
The Fraud Trials Committee Report (the Roskill Committee, 1986)
recommended something rather different, trial by judge sitting with
expert assessors. But it has never been implemented because, as
with trial by judge sitting with lay assessors, it is fraught with
problems of selection, procedure and decision-making. It also lacked
support, notably from the 1993 Royal Commission on Criminal Justice.
A mixed tribunal of a judge sitting with lay assessors would have
a down-graded appearance, looking like a tribunal trying appeals
from the magistrates’ court. There would be little point in
removing juries and replacing them with a smaller number of lay
members for the sake of appearances.
Trial by jury should be retained for the trial
of all serious criminal offences. It is a mode of trial which is
popular, familiar, tried and tested. It has also been shown to be
flexible, capable of adapting to change. Now is the time to bring
new reforms to modernise it and to reshape it, particularly with
a view to shortening long cases, including serious and complex fraud
cases. It is not the time to remove trial by jury.
Peter Thornton QC is Head of Chambers at Doughty
Street Chambers. He is an editor of Archbold and on the editorial
board of The Criminal Law Review
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