THE INDEPENDENT MAGAZINE FOR LEGAL PROFESSIONALS
feature archives


 

 


Will An Expert Win Your Case For You?


Two recent articles in the Barrister Magazine prompted me to burst into print.
The first was in Issue 16 and is entitled 'Experts under the Spotlight?' by Brian Thompson, Secretary of the Expert Witness Institute, and the second was in Issue 17, 'Experts for Hire' by Bill Braithwaite QC.

The article by Brian Thompson was interesting but I would have preferred that being Secretary of the Expert Witness Institute, he did not relish so much the apparent failures of those of us who act as Experts in Courts of Law. Likewise, Bill Braithwaite's article also seemed to be a general complaint about Professional Expert Witnesses.

My main complaint about both gentlemen, however, that I do not think that it is right or proper that they should set out a list of Experts, naming them, without that Expert being given notification and the right of reply.

It seems to me that some people are under an illusion that in 1999 when Lord Wolff introduced what became known as the Wolff Reforms, he invented the concept that the Expert's first duty was to the Court. I have some 40 years' experience of acting as an Expert Witness and I have never been under any illusion at all that my first duty was not to the Court in both civil and criminal cases.

Likewise, I deal with the matter of prejudice. I think it is rather difficult for anyone, Judge, Barrister, Solicitor, Expert Witness etc, not to adhere to some prejudice in matters over which they think they have considerable knowledge. However, there are areas where one should exercise considerable restraint and care. I cannot speak for other disciplines, merely for that of engineering matters. Most of the cases I deal with are either accidents or engineering disputes in both the civil and criminal courts.

Witness Evidence

Experts should, in my opinion, avoid witness evidence wherever possible because this will lay them open to allegations of prejudice and trespassing on 'matters for the Court'. Experts should specifically not prefer one witness's evidence to another. If there is positive engineering or factual evidence that shows that one witness is wrong, then he should say so and leave it at that. For example, if Mrs Smith says that she saw an event whilst standing at position X, it is reasonable for the engineer to point out if that is technically not possible. Also, where a witness gives evidence of speed as if it were a fact, for example, 'I saw a car and it was travelling at about 60 mph', all the Expert should say is that human beings find it extremely difficult to assess speed from visual observation only and are invariably wrong. What the Expert should not do is to read the witness evidence and pick and choose that evidence which favours his principals' client.

Speculation

Another area which the Expert should avoid is speculation. This is very similar. Take for example an accident case. It is not right for an engineer to read all the evidence, make judgements upon that witness evidence and then speculate as to how the incident occurred. He is bound then to lay himself open to criticism.

In a case I dealt with some 25 or more years ago in the Queen's Bench Division of the High Court, I was dealing with a tanker lorry which went out of control going down a hill. In that case, my opponent made various speculations and set out his own theory as to how the accident developed. This he did by analysing his selection of the witness evidence. I thought he had gone far too far and I refused to copy him. My Principals obviously wanted me to produce something by way of a rebuttal. I said that that was not right and that I could not accommodate them. The atmosphere outside the Court room was decidedly frosty and neither the Solicitor nor the Barrister was happy with my position. The Court case went ahead and my opponent eventually gave evidence. The Judge, whose name I cannot remember, leaned forward and stopped him and said, 'Mr X, you are very badly advised to come to this Court and place yourself in the position of an advocate'. I must tell you that afterwards I did receive an apology from my Principals. I felt, however, that they should not have tried to pressure me in the first place.

It is, however, not being told off by the Judge that I find unacceptable. After all, Judges themselves are often wrong. I remember one Judge saying to me, minutes after I had entered the witness box and before I had given any evidence at all, 'What was I likely to say if he told me that he had heard the evidence of the Claimant and believed his account of matters entirely?' My reply had a little humour in it. I said that I would be forced to believe that on this occasion, Your Honour may be wrong. My response, of course, had absolutel no effect on the outcome of the case and besides the humour, I do think the question was wrong. I should never have been asked such a question.

Barristers can also ask questions which they ought not really to ask. Again in the Crown Court, a Queen's Counsellor once asked me, 'Mr Allen, are you never wrong?' If I had answered yes or no, the effect would have been bad. Fortunately, a piece of inspiration fell out of the sky and I answered 'Seldom'.


Prejudice The hired gun theory is one that I have never adhered to. Anybody who acts in a case like a hired gun is likely to have a short life as a Professional Expert. When a principal comes to me, they expect my report to indicate to them from a technical or engineering point of view whether the evidence supports their client or does not support them. I cannot alter the evidence.

Interpretation of engineering evidence is strictly limited. Bearing these matters in mind, if I produce an overly optimistic report, biased in favour of the client, even the most arrogant of Expert does not believe that his evidence alone will win a case and thus such unfounded optimism will simply result in a principal or client going to law and finding themselves on the wrong side. Indeed, one of the greatest tests that all Barristers and Solicitors should use when choosing or judging Experts is 'Did the Expert properly advise us upon the technical issues? Were we properly warned by the advice he gave us?' If the answer is 'No', then in my view the Expert 'could have done better'.

I attended a conference with Counsel in a criminal matter where I had produced a particularly adverse report. The client was present who read my report and was enraged. He turned to the Barrister and said to him, 'Why am I paying for a report of this nature?' Whereupon I interceded and in no uncertain terms pointed out to him that I had saved him from making a fool of himself in the Court room by pleading matters that could not be technically substantiated and for which he may have been rather more strictly punished.

Returning to the matter of the Wolff reforms and, indeed, Lord Wolff's access to justice, I think that most of the restrictions placed upon Experts were an endeavour to reduce the costs of Court cases. I am not at all sure that that has been achieved. However, we have developed some exciting new skills as a result of Meetings of Experts, issuing of Experts' Joint Statements and, indeed, I have on numerous occasions been instructed as a Single Joint Expert. The fundamental difference between a Party Appointed Expert and a Single Joint Expert is that the Party Appointed Expert generally only gets to see one side of the evidence at the outset, whereas the Single Joint Expert hopefully receives instructions from both sides. Unfortunately, not all Solicitors understand how the Single Joint Expert system is supposed to work, but eventually, I am sure, things will improve and develop. Unfortunately, human beings will go on making mistakes and I have no doubt that eventually someone will ask me again if I am ever wrong. The truth is that we are all of us often wrong, including Mr Thompson and Mr Braithwaite. The sensible Expert who wants to remain in business should endeavour to give correct advice and be proud of his independence and integrity. The short term Expert may possibly have a different agenda. So, check the Expert as follows:

1. Does he produce a report in accordance with CPR 35?
2. Can you influence his view or will he tell you 'No' when this is appropriate?
3. Is he properly insured? For example if it is a motor or road traffic accident case, does he have a Motor Trade insurance?
4. Does he have Professional Indemnity Cover and what is the claim history like?
5. Does he conduct his own investigations in accordance with Health and Safety requirements? You cannot have a single person taking road measurements. You, the Solicitors, may become responsible if there is an accident.
6. Does he or his firm own its own test equipment? Ask to see a list.
7. Does he produce a brochure showing illustrations of actual cases?
8. Is his CV readily available upon request?
9. Does he have both academic and practical qualifications? There are no set or specific qualifications which equal Expert.
10. If you are not sure, ask him to illustrate how he is qualified. Does he convince you?
11. Remember honesty and integrity are more valuable. It may be tempting to select the person who appears most sympathetic to your client's case but that may lead you into disaster.
12. No Expert will win your case for you. His duty is to assist in the understanding of the technical aspects in his discipline or disciplines and illustrate what the current state of the art science in that field would lead to in terms of relevant conclusions

Edward J Allen

e-Mail : expert@ejallen.co.uk

Telephone: 0208 6620007

FAX: 0208 6620066

Address:
64 Spring Park Road
Shirley
Croydon
Surrey
CRO 5EL

Document Exchange: DX 48660 Shirley Croydon

Mobile : 07831 266392

http://www.ejallen.co.uk/

   
Search WWW Search The Barrister